Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lavelle is a financial advisor with Houlihan Lokey Capital, Inc., located in Dallas, Texas. James has been in the financial services industry since 1990. James holds licenses including Series 7, Series 24, Series 63, Series 79TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/25/2007 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
CT
09/01/1994 - 11/28/2006
THE NASSAU GROUP, INC. (WESTON CT)
TX
11/02/1992 - 12/20/1993
SUNBELT CAPITAL MANAGEMENT, INC. (HOUSTON TX)
NA
04/06/1989 - 12/31/1991
BARING BROTHERS & CO., INC.
BC
Issued 06/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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