Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Landy is a financial professional with over 20 years of experience in the financial services industry. James is currently registered with Nylife Securities LLC and holds the Series 7, Series 63 and SIE licenses. James has been with Nylife Securities LLC since October 6, 2004. Previously, James worked at Park Avenue Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/06/2004 - Present
Nylife Securities LLC (WHITE PLAINS NY)
NY
09/10/2001 - 07/29/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
BC
Issued 06/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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