Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Klasa is a financial advisor at Raymond James Financial Services Advisors, Inc. in Indianapolis, Indiana. James has been in the industry since 1994 and has experience working with a variety of clients, including individuals, corporations, high-net-worth individuals, and retirement plans. James is a Certified Financial Planner and holds the Series 7, 10, 9, 24, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IN
10/20/2023 - Present
Raymond James Financial Services Advisors, Inc. (Indianapolis IN)
IN
06/23/2014 - 08/22/2023
PNC INVESTMENTS (CARMEL IN)
WI
04/08/2014 - 06/17/2014
BMO HARRIS FINANCIAL ADVISORS, INC. (MILWAUKEE WI)
IN
11/13/2009 - 03/24/2014
PNC INVESTMENTS (INDIANAPOLIS IN)
IN
07/08/2003 - 11/13/2009
NATCITY INVESTMENTS, INC. (INDIANAPOLIS IN)
NY
01/19/1999 - 03/26/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/23/1996 - 01/21/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
10/27/1994 - 04/11/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/27/1994 - 04/11/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2008
Series 24 - General Securities Principal Examination
BC
Issued 03/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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