Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis King is a financial advisor with over 30 years of experience in the industry. James is currently registered with Commonwealth Financial Network in Manalapan, NJ. Previously, James was affiliated with LPL FINANCIAL LLC, ASCEND FINANCIAL SERVICES, INC., and JOHN HANCOCK DISTRIBUTORS, INC. James provides a variety of financial services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
05/15/2015 - Present
Commonwealth Financial Network (Manalapan NJ)
NJ
03/10/2000 - 05/21/2015
LPL FINANCIAL LLC (MANALAPAN NJ)
MN
07/18/1994 - 03/17/2000
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
MA
06/01/1992 - 08/04/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/01/1992 - 08/04/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 11/27/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/29/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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