Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Kauchak is a financial advisor currently registered with Truist Advisory Services, Inc. in Winter Park, Florida. James has been in the industry since 1993 and has experience working with BB&T Securities, LLC., PNC Investments, and Scottrade, Inc. James specializes in retirement, estate, and college planning, as well as offering a wide range of investment products and services. He holds the Series 7, 63, 65, 8, 9, 10, 24, and SIE licenses. James is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/14/2016 - Present
Truist Advisory Services, Inc. (WINTER PARK FL)
VA
12/09/2019 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
FL
10/03/2012 - 06/05/2015
PNC INVESTMENTS (ORLANDO FL)
FL
08/31/2010 - 08/27/2012
SCOTTRADE, INC. (OVIEDO FL)
FL
03/29/2007 - 08/16/2010
METLIFE SECURITIES INC. (ORLANDO FL)
FL
03/29/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ORLANDO FL)
FL
11/05/1993 - 02/05/2007
TD AMERITRADE, INC. (ORLANDO FL)
MN
06/18/1993 - 11/01/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/18/1993 - 11/01/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 10/22/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/3/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 4/30/2002
Series 24 - General Securities Principal Examination
BC
Issued 2/2/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Kauchak is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
