Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hutchinson is a financial professional with over 20 years of experience in the industry. James is currently registered with Group One Trading, LP. James has held previous positions at SET Trading Partners, LLC, Dynamex Trading, LLC, Group One Trading, L.P., Mr. Stock, Inc., and D. H. Blair & Co., Inc. James holds several industry licenses, including Series 7, Series 24, Series 57TO and Series 99TO. James is active in the securities industry and currently holds Series 63 registration in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/18/2010 - Present
Group ONE Trading, LP (New York NY)
IL
05/14/2012 - 10/04/2013
SET TRADING PARTNERS, LLC (CHICAGO IL)
NY
12/16/2010 - 08/04/2011
DYNAMEX TRADING, LLC (NEW YORK NY)
IL
09/26/2003 - 06/29/2009
GROUP ONE TRADING, L.P. (CHICAGO IL)
CA
01/28/1998 - 09/14/2000
MR. STOCK, INC. (SAN FRANCISCO CA)
NY
03/29/1994 - 02/27/1995
D. H. BLAIR & CO., INC. (NEW YORK NY)
NY
11/17/1993 - 04/18/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BC
Issued 11/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/1998
Series 24 - General Securities Principal Examination
BC
Issued 07/17/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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