Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Hoggard is a financial advisor at Osaic Institutions, Inc., a firm with over 600 employees and approximately $3.6 billion in assets under management. James has been in the industry since 1984 and is registered in Florida, North Carolina and Pennsylvania. James specializes in financial planning, pension consulting, and portfolio management for individuals. He is also a Registered Representative and has experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/25/2018 - Present
Osaic Institutions, Inc. (Windsor NC)
NC
05/14/2008 - 07/02/2018
NATIONWIDE SECURITIES, LLC (WINDSOR NC)
NC
03/08/2001 - 05/09/2008
RESOURCE HORIZONS GROUP LLC (WINDSOR NC)
GA
09/26/1997 - 03/13/2001
CENTENNIAL CAPITAL MANAGEMENT, INC. (ATLANTA GA)
CO
11/16/1993 - 08/27/1998
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
NY
11/04/1993 - 09/26/1997
CADARET, GRANT & CO., INC. (SYRACUSE NY)
OH
04/25/1989 - 11/03/1993
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
IN
04/12/1984 - 04/06/1989
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
BC
Issued 04/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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