Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Gillen is a financial advisor with over 20 years of experience in the industry. James is currently registered with Cambridge Investment Research Advisors, Inc. and Duncan Financial Planning Advisors. James has held previous registrations with MetLife Securities Inc., Metropolitan Life Insurance Company, USAllianz Securities, Inc., and Pruco Securities, LLC. James has a broad range of experience and is able to offer a variety of financial services to individuals, families, and businesses. James is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
01/04/2016 - Present
Cambridge Investment Research Advisors, Inc. (Colona IL)
IL
10/25/2006 - 09/10/2015
METLIFE SECURITIES INC. (DOWNERS GROVE IL)
NY
10/25/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IL
07/27/2005 - 10/27/2006
USALLIANZ SECURITIES, INC. (ELGIN IL)
NJ
04/17/2003 - 04/19/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 03/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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