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James Francis English

Wells Fargo Clearing Services, LLC

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About James Francis English

James Francis English is a registered investment advisor with Wells Fargo Clearing Services, LLC. James has been working in the securities industry since 1986. James is a registered investment advisor with Wells Fargo Clearing Services, LLC and is also registered in multiple states including Arkansas, California, Connecticut, Florida, Georgia, Indiana, Maine, Maryland, Massachusetts, Michigan, Missouri, New Jersey, New York, Pennsylvania, Rhode Island, Texas, Utah, Virginia, and Wisconsin. James is a member of the Financial Industry Regulatory Authority (FINRA) and has held various designations. James specializes in investment consulting services to institutional clients. James is also a registered principal with Wells Fargo Clearing Services, LLC and has held various positions with other firms.

Firm Information

James English is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James English’s Registration & Firm History

CT

01/01/2008 - Present

Wells Fargo Clearing Services, LLC (FARMINGTON CT)

CT

03/15/1996 - 01/03/2008

A. G. EDWARDS & SONS, INC. (FARMINGTON CT)

NY

01/02/1996 - 03/28/1996

ROOSEVELT & CROSS, INCORPORATED (NEW YORK NY)

CT

11/05/1991 - 01/05/1996

U.S. SECURITIES, INC. (HARTFORD CT)

NA

01/12/1989 - 11/01/1991

BNE CAPITAL MARKETS, INC.

NA

03/05/1987 - 12/05/1988

DAVID LERNER ASSOCIATES, INC.

NA

07/23/1986 - 01/08/1987

FIRST JERSEY SECURITIES, INC.

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Licenses & Designations

IA

Issued 11/19/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/04/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/25/2018

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/24/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/27/1990

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/06/1989

Series 24 - General Securities Principal Examination

BC

Issued 02/05/2021

Series 31 - Futures Managed Funds Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Francis English.
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