Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Dubnansky is a financial advisor with LPL Financial LLC. He is based in Baton Rouge, LA. James has been in the industry since 2008 and has a broad range of experience. He holds several professional licenses, including Series 6, 7, 63 and 65. James is also a Registered Representative and Investment Advisor Representative for LPL Financial LLC. Prior to working at LPL Financial LLC, James worked at CAPITAL ONE INVESTMENT SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
02/03/2014 - Present
LPL Financial LLC (BATON ROUGE LA)
LA
10/14/2008 - 12/03/2013
CAPITAL ONE INVESTMENT SERVICES LLC (GONZALES LA)
IA
Issued 03/24/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/13/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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