Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Driscoll is a financial advisor with over 25 years of experience in the industry. He is currently registered with Kestra Investment Services, LLC, in Austin, TX. James specializes in helping clients with their investment needs. He is also a registered representative with FINRA and holds several industry certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/11/2016 - Present
Kestra Investment Services, LLC (AUSTIN TX)
MA
01/01/2005 - 07/22/2015
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
06/21/1993 - 01/01/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
06/21/1993 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/18/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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