Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Dever is a financial advisor who has been in the industry since 1992. James is currently registered with American Trust Investment Services, Inc., and has previously worked at Dominari Securities LLC, Revere Securities LLC, Rothschild Lieberman LLC, Newport Coast Securities, Inc., White, Weld & Co. Securities, LLC, Equinox Securities, Inc., Quincy Cass Associates, Incorporated, Moors & Cabot, Inc., Jesup & Lamont Securities Corp, Oppenheimer & Co. Inc., CIBC World Markets Corp., and Gruntal & Co., L.L.C. James holds the following licenses: Series 7, Series 10, Series 9, Series 24, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/07/2024 - Present
American Trust Investment Services, Inc. (San Clemente CA)
NY
05/05/2023 - 05/03/2024
DOMINARI SECURITIES LLC (NEW YORK NY)
MA
01/17/2017 - 05/12/2023
REVERE SECURITIES LLC (BOSTON MA)
MA
01/07/2016 - 11/01/2016
ROTHSCHILD LIEBERMAN LLC (Boston MA)
MA
10/03/2014 - 02/26/2016
NEWPORT COAST SECURITIES, INC. (BOSTON MA)
MA
02/20/2013 - 10/02/2014
WHITE, WELD & CO. SECURITIES, LLC (BOSTON MA)
CA
01/04/2013 - 03/19/2013
EQUINOX SECURITIES, INC. (REDLANDS CA)
MA
12/14/2011 - 12/31/2012
QUINCY CASS ASSOCIATES, INCORPORATED (BOSTON MA)
MA
11/25/2009 - 12/05/2011
MOORS & CABOT, INC. (BOSTON MA)
MA
09/07/2007 - 12/01/2009
JESUP & LAMONT SECURITIES CORP (BOSTON MA)
MA
12/14/2001 - 08/29/2007
OPPENHEIMER & CO. INC. (BOSTON MA)
NY
02/22/2001 - 12/11/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
02/18/1992 - 03/05/2001
GRUNTAL & CO., L.L.C. (NEW YORK NY)
BC
Issued 03/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 12/04/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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