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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Davis is an investment advisor representative with Commonwealth Financial Network, with a focus on providing personalized financial guidance. James has over 25 years of experience in the financial services industry, having previously worked at CCO INVESTMENT SERVICES CORP., FIFTH THIRD SECURITIES, INC., THE HUNTINGTON INVESTMENT COMPANY, and EQ FINANCIAL CONSULTANTS, INC., among others. James is registered in multiple states and holds several professional licenses, including Series 6, 7, 63, and 65. He specializes in providing financial advice to individuals, families, and businesses. James also owns and operates Davis Financial Strategies, a private entity established to facilitate securities, advisory, and insurance business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
01/13/2025 - Present
Commonwealth Financial Network (Skokie IL)
IL
09/11/2006 - 06/19/2012
CCO INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
12/03/2002 - 09/08/2006
FIFTH THIRD SECURITIES, INC. (OAK LAWN IL)
OH
07/13/1999 - 04/26/2002
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
NY
10/10/1997 - 03/29/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
10/10/1997 - 03/29/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
MO
05/22/1997 - 10/08/1997
COMMERCE BROKERAGE SERVICES, INC. (CLAYTON MO)
MO
05/19/1995 - 09/07/1995
N.I.S. FINANCIAL SERVICES, INC. (KANSAS CITY MO)
IA
Issued 02/14/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2002
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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