Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Daisey is an active investment advisor representative registered in Massachusetts. James has been in the industry since January 2014. James is currently registered with LPL Financial LLC and has previous registrations with CUSO Financial Services, L.P., Citizens Securities, Inc., and Banc of America Investment Services, Inc. James has earned the Series 6, Series 63, Series 65, and SIE licenses. James specializes in providing consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
05/22/2024 - Present
LPL Financial LLC (HANSCOM A F B MA)
MA
10/21/2020 - 10/15/2023
CUSO FINANCIAL SERVICES, L.P. (FITCHBURG MA)
MA
07/17/2020 - 08/17/2020
CITIZENS SECURITIES, INC. (NATICK MA)
MA
01/08/2014 - 02/13/2020
CITIZENS SECURITIES, INC. (NATICK MA)
MA
03/06/2008 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CAMBRIDGE MA)
IA
Issued 03/16/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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