Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Croft is a financial advisor with over 30 years of experience in the financial industry. Croft holds Series 7, 24, and SIE licenses, demonstrating his expertise in securities trading and investment management. He is currently registered with Lument Securities, LLC. Croft's previous experience includes roles at BANC ONE CAPITAL MARKETS, INC. Croft's commitment to providing quality financial guidance is evident in his dedication to his clients and the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
10/02/2000 - Present
Lument Securities, LLC (COLUMBUS OH)
IL
04/01/1999 - 10/02/2000
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
OH
01/16/1992 - 04/01/1999
BANC ONE CAPITAL MARKETS, INC. (COLUMBUS OH)
BC
Issued 11/11/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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