Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Collins is a financial advisor with Kingswood Capital Partners, LLC. James has been in the industry since January 29, 2019. James holds a Series 63, Series 24, Series 99TO, Series 79, and SIE licenses and is registered in New Jersey and New York. Prior to joining Kingswood Capital Partners, LLC, James was employed by Evercore Group L.L.C., Raymond James & Associates, Inc., and Silver Lane Advisors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/11/2023 - Present
Kingswood Capital Partners, LLC (New York NY)
NY
01/12/2023 - 04/05/2023
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
04/16/2019 - 05/09/2022
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NY
02/21/2018 - 12/20/2019
SILVER LANE ADVISORS LLC (NEW YORK NY)
BC
Issued 04/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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