Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Clark is a financial professional with over 20 years of experience in the financial industry. James is currently registered with TP Icap Global Markets Americas LLC. Previously James worked with Tullett Prebon Financial Services LLC, ICAP Securities USA LLC, ICAP Corporates LLC, Sterne Agee Financial Services, Inc., and Tullett Liberty Securities LLC. James has a strong track record of success and is committed to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/30/2023 - Present
TP Icap Global Markets Americas LLC (WESTLAKE VILLAGE LOS ANGELES CA)
CA
12/10/2013 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (WESTLAKE VILLAGE LOS ANGELES CA)
NJ
04/20/2012 - 09/13/2013
ICAP SECURITIES USA LLC (JERSEY CITY NJ)
NY
09/07/2010 - 09/13/2013
ICAP CORPORATES LLC (NEW YORK NY)
NY
08/14/2008 - 08/10/2010
STERNE AGEE FINANCIAL SERVICES, INC. (OYSTER BAY NY)
NY
06/26/2000 - 07/06/2007
TULLETT LIBERTY SECURITIES LLC (NEW YORK NY)
BC
Issued 01/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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