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James Francis Blake

Fidelity Brokerage Services LLC

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About James Francis Blake

James Francis Blake is a financial advisor associated with Fidelity Brokerage Services LLC. James has been in the financial services industry since June 1, 1999. James has passed the Series 6, Series 26 and Series 63 exams.

Firm Information

James Blake is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Blake’s Registration & Firm History

RI

01/01/2008 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

MA

06/02/1999 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

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Licenses & Designations

BC

Issued 07/30/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Francis Blake.
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