Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Baka has been in the financial services industry since August 20, 1993. James is currently registered with U.S. Bancorp Investments, Inc. in Illinois, Minnesota, and Wisconsin. James was previously registered with Calamos Financial Services LLC from April 1, 2003 to March 3, 2022. James is also a board member for Rush Copley Medical Center.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
WI
02/27/2024 - Present
U.s. Bancorp Investments, Inc. (Sussex WI)
IL
04/01/2003 - 03/03/2022
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
RI
06/15/1995 - 04/10/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NA
06/05/1992 - 01/30/1995
HAMILTON INVESTMENTS, INC.
NY
10/23/1990 - 12/04/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
08/08/1990 - 09/07/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/08/1990 - 09/07/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 05/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/13/1995
Series 24 - General Securities Principal Examination
BC
Issued 09/16/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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