Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Aten is a financial advisor in Minersville, Pennsylvania. James has been a Registered Representative since 2016. James is also a Registered Investment Advisor with over 20 years of experience in the industry. James is affiliated with LPL Financial LLC, and has previously worked at BB&T Investment Services, Inc. and Infinex Investments, Inc. James holds a Series 7, 63, and 65 license. James specializes in providing financial advice to individuals, businesses, corporations, charitable organizations, high-net-worth individuals, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
04/23/2020 - Present
LPL Financial LLC (MINERSVILLE PA)
PA
03/09/2018 - 01/28/2020
INFINEX INVESTMENTS, INC. (JONESTOWN PA)
PA
11/09/2016 - 08/15/2017
BB&T INVESTMENT SERVICES, INC. (LANCASTER PA)
BC
Issued 01/03/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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