Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Andrea is a financial professional with over 20 years of experience in the financial industry. James holds a Series 7, 6, 63, 24 and 26 and is currently registered with Fidelity Brokerage Services LLC. Previously, James was employed by Fidelity Investments Institutional Services Company, Inc. James has a broad range of experience in the financial services industry and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
05/17/2014 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
MA
09/27/2006 - 10/24/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
MA
10/21/1997 - 07/14/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
BC
Issued 10/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/11/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/28/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/16/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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