Unclaimed
James Francies Robdau is an investment advisor representative who has been in the industry since November 6, 2006. James is currently registered with PFS Investments Inc. in FARMINGDALE, NY. James is also registered with the following states: Florida, New Jersey, New York, Texas. James has a Series 6, Series 25, and Series 63 license. James also has a SIE license. James has a history of working in the financial industry, having previously worked for MARK J. MULLER EQUITIES, INC. in RYE, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
PFS Investments Inc. (FARMINGDALE NY)
NY
01/18/2001 - 10/16/2002
MARK J. MULLER EQUITIES, INC. (RYE NY)
BC
Issued 02/18/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/14/2001
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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