Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Frances Haddon is a registered representative with Samuel A. Ramirez & Company, Inc. James has been in the securities industry since 1981. James has passed the Series 63, Series 52TO, Series 53, Series 7 and SIE examinations and holds registrations in District of Columbia, New York and Texas. Prior to joining Samuel A. Ramirez & Company, Inc. James was employed at PFM FUND DISTRIBUTORS, INC., CITIGROUP GLOBAL MARKETS INC. and PAINEWEBBER INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/04/2015 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
06/09/2010 - 01/20/2015
PFM FUND DISTRIBUTORS, INC. (NEW YORK NY)
NY
06/14/1994 - 10/22/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
06/01/1984 - 04/05/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
01/19/1981 - 06/01/1984
BLYTH EASTMAN PAINE WEBBER INCORPORATED
BC
Issued 03/14/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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