Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Donovan is a financial advisor at Cadaret, Grant & CO., Inc. James has been in the financial services industry since 1998 and has experience at several firms. James's focus is on providing financial advice and services to individuals, corporations, and charitable organizations. James is registered with FINRA and holds the Series 7, Series 62, Series 63, and Series 65 licenses. James is also registered to sell securities in Louisiana, New Jersey, and New York. James can help you achieve your financial goals through a variety of financial planning and investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
08/20/2012 - Present
Cadaret, Grant & CO., Inc. (LYNDHURST NJ)
NY
12/07/2011 - 08/27/2012
METLIFE SECURITIES INC. (STATEN ISLAND NY)
MA
09/17/2010 - 12/08/2011
LPL FINANCIAL LLC (BOSTON MA)
NJ
09/10/2004 - 09/22/2010
SIGNATOR INVESTORS, INC. (LIVINGSTON NJ)
NY
08/22/2002 - 07/16/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
03/11/2002 - 07/08/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/11/2002 - 07/08/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
02/27/2001 - 08/20/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
12/02/1999 - 03/21/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
08/19/1999 - 10/04/1999
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
NY
12/02/1996 - 05/03/1999
TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)
IA
Issued 12/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/01/1997
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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