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James Floyd Feesl

Riversource Distributors, Inc.

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About James Floyd Feesl

James Floyd Feesl is a financial advisor with Riversource Distributors, Inc. in Minneapolis, MN. James has been working in the financial services industry since 2006 and is licensed to sell securities in Minnesota. James has passed the Series 6, Series 7, Series 63 and SIE exams. James was previously with Ameriprise Financial Services, Inc. in Minneapolis, MN from February 10, 2006 to January 19, 2016.

Firm Information

James Feesl is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Feesl’s Registration & Firm History

MN

01/04/2016 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

02/10/2006 - 01/19/2016

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

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Licenses & Designations

BC

Issued 03/20/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/2010

Series 7 - General Securities Representative Examination

BC

Issued 02/09/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Floyd Feesl.
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