Unclaimed
James Floyd Feesl is a financial advisor with Riversource Distributors, Inc. in Minneapolis, MN. James has been working in the financial services industry since 2006 and is licensed to sell securities in Minnesota. James has passed the Series 6, Series 7, Series 63 and SIE exams. James was previously with Ameriprise Financial Services, Inc. in Minneapolis, MN from February 10, 2006 to January 19, 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
01/04/2016 - Present
Riversource Distributors, Inc. (Minneapolis MN)
MN
02/10/2006 - 01/19/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
BC
Issued 03/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/09/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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