Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carney is a financial advisor who has been in the industry since 1992. James is registered with Commonwealth Financial Network and holds Series 6, 7, 24, 63 and 65 licenses. James has previously worked at BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., FIS SECURITIES, INC., MDS SECURITIES INCORPORATED, OCC DISTRIBUTORS and NEW ENGLAND SECURITIES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/29/2005 - Present
Commonwealth Financial Network (GROTON CT)
MA
10/20/2004 - 05/03/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/25/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
01/02/1997 - 09/25/2000
FIS SECURITIES, INC. (BOSTON MA)
IN
07/03/1996 - 12/31/1996
MDS SECURITIES INCORPORATED (CARMEL IN)
MA
05/29/1996 - 07/03/1996
FIS SECURITIES, INC. (BOSTON MA)
NY
03/29/1995 - 12/11/1995
OCC DISTRIBUTORS (NEW YORK NY)
NY
07/05/1991 - 07/27/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 06/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/14/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Carney is the right advisor for you? Invested Better is here to help.
