Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Flewelling is a financial advisor with over 25 years of experience in the industry. He is currently registered with Cetera Investment Advisers LLC in Durango, CO and Texas. James has worked with a variety of firms throughout his career, including Ameriprise Financial Services, Inc., Northwestern Mutual Investment Services, LLC, and MML INVESTORS SERVICES, LLC. James holds multiple licenses and certifications, including the Series 63, 65, 7, 10, 24, and 3. He is also a registered Investment Advisor in Colorado and Texas. James provides a wide range of financial services, including financial planning, portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (Durango CO)
TX
04/28/2020 - 09/18/2020
MML INVESTORS SERVICES, LLC (HOUSTON TX)
TX
11/22/2016 - 05/03/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HOUSTON TX)
TX
03/13/2009 - 03/14/2016
AMERIPRISE FINANCIAL SERVICES, INC. (AUSTIN TX)
TX
03/22/2007 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (HOUSTON TX)
TX
08/20/2004 - 01/12/2007
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
MO
07/01/2003 - 08/25/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/28/1993 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/04/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/04/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2002
Series 3 - National Commodity Futures Examination
BC
Issued 04/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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