Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fleming Norvell is a financial advisor at Raymond James & Associates, Inc. James has been in the industry since 1990 and has a wide range of experience in financial planning, portfolio management, and investment advisory services. James is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, 7, 63, and 65 licenses. James also has a broad range of experience, having previously worked at Morgan Keegan & Company, Inc., Citigroup Global Markets Inc., and The Robinson-Humphrey Company, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/13/2013 - Present
Raymond James & Associates, Inc. (AUGUSTA GA)
GA
08/26/2005 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (AUGUSTA GA)
NY
01/02/2002 - 09/02/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
GA
05/22/1990 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
IA
Issued 05/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1990
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Norvell is the right advisor for you? Invested Better is here to help.
