Unclaimed
James Fitch Remington is a registered representative with BML Securities LLC. James has been in the securities industry since 2001. James is registered with the state of Massachusetts. Previously, James was employed by Burch & Company, Inc., Wells Fargo Securities, LLC, Houlihan Lokey Howard & Zukin Capital, Inc., Adams Harkness, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
02/04/2014 - Present
BML Securities LLC (MARSHFIELD MA)
MO
11/02/2009 - 01/29/2014
BURCH & COMPANY, INC (KANSAS CITY MO)
MA
07/01/2009 - 10/20/2009
WELLS FARGO SECURITIES, LLC (BOSTON MA)
MA
10/21/2008 - 07/01/2009
WELLS FARGO SECURITIES, LLC (BOSTON MA)
CA
02/03/2006 - 10/01/2008
HOULIHAN LOKEY HOWARD & ZUKIN CAPITAL, INC. (SAN FRANCISCO CA)
NY
08/10/2004 - 10/11/2005
ADAMS HARKNESS, INC. (NEW YORK NY)
NY
01/02/2000 - 03/03/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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