Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Firpo is a financial advisor with Houlihan Lokey Capital, Inc. James has been in the industry since November 1, 2019. James has licenses for Series 66, 79, 7 and SIE exams, and is registered in New York. Previously, James was with HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC, and M HOLDINGS SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/19/2023 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
07/28/2021 - 03/16/2023
HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC (New York NY)
NJ
09/30/2019 - 06/29/2021
M HOLDINGS SECURITIES, INC. (PRINCETON NJ)
BOTH
Issued 10/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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