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James Fiorello

Nylife Securities LLC

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About James Fiorello

James Fiorello is a financial professional with Nylife Securities LLC, a registered broker-dealer. James has been in the industry since October 2021. James holds the Series 6, Series 63, and SIE licenses. James is registered to conduct business in Connecticut, New Jersey, and New York.

Firm Information

James Fiorello is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Fiorello’s Registration & Firm History

NJ

10/21/2021 - Present

Nylife Securities LLC (LIVINGSTON NJ)

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Licenses & Designations

BC

Issued 11/07/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/21/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/15/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Fiorello.
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