Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Figueira is a financial advisor with PFS Investments Inc. James has been in the financial services industry since 2004. He has a Series 6, Series 63, Series 26 and Series 65 license and is currently registered in Florida, Massachusetts, New Hampshire, Rhode Island and Vermont. James specializes in portfolio management for individuals. He has a strong track record of helping clients achieve their financial goals. James is dedicated to providing his clients with personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NH
09/28/2022 - Present
PFS Investments Inc. (Londonderry NH)
NH
09/17/2004 - 09/08/2010
PFS INVESTMENTS INC. (LONDONDERRY NH)
IA
Issued 09/12/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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