Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fielding Miller is a financial advisor with Captrust based in Raleigh, North Carolina. James has been in the financial services industry since 1986. James has a diverse background in financial services, having worked at several firms including Capfinancial Securities, LLC, Wachovia Securities Financial Network, LLC, and Interstate/Johnson Lane Corporation. James has held a variety of roles, including vice president and co-owner, and has a strong understanding of the investment industry. James is a registered investment advisor in North Carolina and Texas. James has a broad range of experience in financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
04/09/2015 - Present
Captrust (RALEIGH NC)
NC
09/11/2003 - 04/22/2022
CAPFINANCIAL SECURITIES, LLC. (RALEIGH NC)
MO
06/15/2002 - 10/17/2003
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
NC
10/01/1997 - 06/15/2002
CAPTRUST FINANCIAL ADVISORS, LLC (CHARLOTTE NC)
NC
12/26/1986 - 10/06/1997
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
IA
Issued 09/28/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/27/2003
Series 24 - General Securities Principal Examination
BC
Issued 09/13/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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