Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Felton Scott is a financial advisor with MML Distributors, LLC, a firm that is registered with the Securities and Exchange Commission (SEC). James is a licensed Series 6, Series 63 and SIE representative, and also holds a Series 65 license. James has been a licensed financial advisor since 2009 and has worked for several other firms including Principal Securities, Inc., American Funds Distributors, Inc., and Diversified Investors Securities Corp. James is registered to conduct business in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
08/02/2023 - Present
MML Distributors, LLC (SPRINGFIELD MA)
IL
01/17/2017 - 05/03/2022
PRINCIPAL SECURITIES, INC. (DOWNERS GROVE IL)
TX
09/19/2012 - 11/18/2016
AMERICAN FUNDS DISTRIBUTORS, INC. (SAN ANTONIO TX)
IA
10/30/2009 - 09/19/2012
DIVERSIFIED INVESTORS SECURITIES CORP. (CEDAR RAPIDS IA)
IA
Issued 03/17/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Scott is the right advisor for you? Invested Better is here to help.
