Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Feeney Oshaughnessy is a financial advisor with Empower Financial Services, Inc. James has been a financial professional since 2003. James has held previous positions at MML Distributors, LLC, MMC Securities LLC, NYLIFE DISTRIBUTORS LLC, NYLIFE SECURITIES INC., and UBS PAINEWEBBER INC. James is registered with FINRA and holds the Series 66, Series 7, and SIE licenses. James holds registrations in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/04/2021 - Present
Empower Financial Services, Inc. (Boston MA)
MA
07/05/2018 - 01/04/2021
MML DISTRIBUTORS, LLC (BOSTON MA)
MA
10/15/2012 - 06/15/2018
MMC SECURITIES LLC (BOSTON MA)
MA
06/15/2004 - 04/02/2012
NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)
NY
08/13/2003 - 06/15/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
09/15/2000 - 08/09/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 10/03/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Oshaughnessy is the right advisor for you? Invested Better is here to help.
