Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fay is a financial advisor with MML Investors Services, LLC, a firm that provides investment advice and products. James has been in the financial industry since 1989 and is registered with the state of New York and Texas. James has a variety of licenses and certifications, including the Series 6, 7, 10, 23, 24, 63, and SIE exams. James specializes in financial planning, asset allocation programs, and portfolio management for individuals and businesses. James Fay, with the help of MML Investors Services, LLC, strives to provide a variety of services to their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
02/27/2020 - Present
MML Investors Services, LLC (Brooklyn NY)
NY
02/24/2009 - 07/23/2010
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
02/02/1989 - 09/12/2008
METLIFE SECURITIES INC. (BROOKLYN NY)
NJ
02/02/1989 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (FLORHAM PARK NJ)
BC
Issued 03/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/02/2013
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 12/17/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/30/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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