Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fay is a financial professional with over 30 years of experience in the industry. James has held leadership positions at MetLife Securities Inc., Metropolitan Life Insurance Company and Park Avenue Securities LLC. James currently works at MML Investors Services, LLC. James is registered as a broker in 53 states and also as an investment advisor representative in New York and Texas. James is also a Chartered Financial Consultant. James is known for his strong work ethic and dedication to providing clients with personalized financial advice. James specializes in working with individuals, businesses, corporations, high-net-worth individuals, and pension and profit sharing plans. James also has experience in providing services to insurance companies, charitable organizations, trusts, foundations, and endowments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
02/27/2020 - Present
MML Investors Services, LLC (Brooklyn NY)
NY
02/24/2009 - 07/23/2010
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
02/02/1989 - 09/12/2008
METLIFE SECURITIES INC. (BROOKLYN NY)
NJ
02/02/1989 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (FLORHAM PARK NJ)
BC
Issued 3/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/2/2013
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 12/17/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/25/1997
Series 7 - General Securities Representative Examination
BC
Issued 1/30/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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