Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames F. Watt is a financial advisor with over 25 years of experience. James is currently registered with Wells Fargo Clearing Services, LLC. James also has previous experience with J.P. Morgan Securities LLC and Quest Securities, Inc. James has passed Series 7, 63, and 65 exams and holds the SIE designation. James specializes in providing investment advice to individuals, businesses, charitable organizations, and insurance companies. James's clients include individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/04/2021 - Present
Wells Fargo Clearing Services, LLC (FORT WORTH TX)
TX
04/06/2016 - 06/14/2021
J.P. MORGAN SECURITIES LLC (DALLAS TX)
CA
06/12/1995 - 11/30/2015
QUEST SECURITIES, INC. (FAIR OAKS CA)
IA
Issued 10/07/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Watt is the right advisor for you? Invested Better is here to help.
