Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Valentino is a financial advisor with over 20 years of experience in the industry. James currently works with Morgan Stanley as a Registered Representative. James has been a financial advisor with Morgan Stanley since June 2009. Prior to working with Morgan Stanley, James has worked for a number of other well-known firms, including Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Van Der Moolen Specialists USA, LLC. James has a wide range of experience in the financial industry and is well-versed in a variety of financial products and services. James is registered with the Financial Industry Regulatory Authority (FINRA) and holds a number of professional licenses and certifications. James is committed to providing his clients with the highest level of service and is dedicated to helping them achieve their financial goals. James is a member of the Morgan Stanley team, which provides a wide range of financial services to individuals, families, and institutions. The Morgan Stanley team has a long history of providing clients with personalized financial advice and solutions. James's expertise in the financial industry, combined with the resources of Morgan Stanley, allows him to provide his clients with a comprehensive and customized financial planning experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/21/2020 - Present
Wealthpenn.comllc (New York NY)
NY
04/22/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/02/2008 - 04/17/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/01/2001 - 03/26/2007
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
NY
04/10/2001 - 08/01/2001
SCAVONE, MCKENNA, CLOUD & COL, LLC (NEW YORK NY)
IA
Issued 4/16/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/4/2006
Series 7 - General Securities Representative Examination
BC
Issued 5/11/2004
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 12/11/2001
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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