Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames F. Valentino is a registered investment advisor representative with Morgan Stanley. James has been in the financial services industry since 2002. James is registered with the following securities authorities: Connecticut, New Jersey, New York and Texas. James has also completed the following securities exams: Series 63, Series 65, Series 7, Series 21, Series 25 and the Securities Industry Essentials Examination. James has been with Morgan Stanley since 2009. James has also previously worked for Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Van Der Moolen Specialists USA, LLC, and Scavone, McKenna, Cloud & Col, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/21/2020 - Present
Morgan Stanley (New York NY)
NY
04/22/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/02/2008 - 04/17/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/01/2001 - 03/26/2007
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
NY
04/10/2001 - 08/01/2001
SCAVONE, MCKENNA, CLOUD & COL, LLC (NEW YORK NY)
IA
Issued 04/16/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/11/2004
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 12/11/2001
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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