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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Pierotti has been a registered investment advisor since 2005. James is affiliated with Flagship Harbor Advisors, LLC. James specializes in providing portfolio management for individuals and businesses. James is also a registered representative with LPL Financial, LLC. James has extensive experience in the financial industry, having previously worked at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James is a graduate of the University of Massachusetts Amherst. James holds the following securities licenses: Series 7, Series 9, Series 10, Series 31, and Series 66. James is also a Registered Investment Advisor in Massachusetts and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
11/19/2015 - Present
Flagship Harbor Advisors, LLC (NORWELL MA)
MA
07/09/2009 - 10/08/2014
CUNA BROKERAGE SERVICES, INC. (BRIDGEWATER MA)
MA
06/01/2009 - 07/08/2009
MORGAN STANLEY SMITH BARNEY (NORWELL MA)
MA
06/12/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NORWELL MA)
MA
08/12/2005 - 05/21/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (QUINCY MA)
BOTH
Issued 09/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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