Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Niland is a financial advisor at Prudential Investment Management Services LLC. James has been working in the financial services industry for a number of years and has a proven track record of success. James holds the Series 7TO, Series 63 and SIE licenses. He is registered to provide investment advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
11/22/2022 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
BC
Issued 12/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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