Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames F McGill is a financial advisor in New York, NY. James has been in the financial industry since 2007. He is a Certified Financial Planner and has a Series 6, 7, and 66 licenses. James is registered to provide investment advisory services through Kestra Advisory Services, LLC and Kestra Investment Services, LLC. His practice focuses on providing financial planning and financial advice to individual and business clients. James' clients include high net worth individuals, corporations, and pension and profit-sharing plans. James has experience in financial planning, investment management, and insurance. He is committed to helping his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/03/2021 - Present
Kestra Advisory Services, LLC (New York NY)
NY
06/20/2016 - 02/05/2021
CHARLES SCHWAB & CO., INC. (New York City NY)
PA
04/16/2008 - 05/31/2016
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)
PA
07/09/2007 - 05/02/2008
M&T SECURITIES, INC. (HAZLETON PA)
BOTH
Issued 07/29/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/06/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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