Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames F. Maguire is an investment advisor representative with over 10 years of experience in the financial services industry. James is registered to provide investment advice in multiple states and is currently employed by LPL Financial LLC. James is dedicated to providing personalized financial planning and investment advice to clients. James has a strong understanding of various investment strategies and works with clients to develop a tailored plan that meets their individual needs. James F. Maguire is committed to providing exceptional service and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
07/10/2018 - Present
LPL Financial LLC (DAVISON MI)
MI
10/01/2012 - 07/19/2018
J.P. MORGAN SECURITIES LLC (FLINT MI)
MI
06/01/2016 - 06/15/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GRAND BLANC MI)
MI
01/13/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BURTON MI)
MI
11/08/2007 - 01/11/2010
CHASE INVESTMENT SERVICES CORP. (BURTON MI)
BOTH
Issued 02/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/07/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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