Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Leuenberger is a registered investment advisor representative with Pruco Securities, LLC. James has been in the industry since 2012. James is currently registered in Florida, New Jersey, North Carolina, Pennsylvania and Virginia. James is also registered as an investment advisor representative in New Jersey and Pennsylvania. James holds the Series 6, Series 63 and Series 65 licenses, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
09/12/2016 - Present
Pruco Securities, LLC (Basking Ridge NJ)
IA
Issued 08/31/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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