Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames F Lamb is a financial professional with over 29 years of experience in the securities industry. He is currently registered with Quattro M Securities Inc. in New York. James has also held previous positions at Blue Point Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James holds the Series 7, Series 63, Series 66 and SIE licenses and has a broad understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/05/2011 - Present
Quattro M Securities Inc. (NEW YORK NY)
NY
09/17/2009 - 01/11/2012
BLUE POINT SECURITIES INC. (NEW YORK NY)
NJ
03/31/2009 - 08/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NY
11/27/1992 - 07/07/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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