Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Keller is a financial advisor who has been in the industry since May 22, 2001. James is currently registered with Osaic Wealth, Inc. in ALLEN, TX and has also worked with Woodbury Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., and AXA ADVISORS, LLC. James has a Series 66, Series 7, and SIE licenses and is registered in Arkansas, California, Colorado, Florida, Missouri, Ohio, Oklahoma, and Texas. James specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and high-net-worth clients. James is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
01/19/2024 - Present
Osaic Wealth, Inc. (ALLEN TX)
TX
11/27/2020 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (ALLEN TX)
TX
10/23/2009 - 12/01/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)
TX
10/31/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ADDISON TX)
TX
05/23/2001 - 11/06/2008
AXA ADVISORS, LLC (DALLAS TX)
BOTH
Issued 07/03/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Keller is the right advisor for you? Invested Better is here to help.
