Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames F Gallo is a financial advisor based in Denver, CO. James is registered with Janus Henderson Distributors US LLC and has been in the industry since May 2008. James holds Series 6, 7, 26, 55, and 63 licenses and is registered in Colorado and California. James previously worked at E*TRADE Capital Markets LLC in Chicago, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
05/15/2013 - Present
Janus Henderson Distributors US LLC (DENVER CO)
IL
06/26/2003 - 06/17/2008
E*TRADE CAPITAL MARKETS LLC (CHICAGO IL)
BC
Issued 08/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/08/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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