Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Casey is a financial professional with over 4 years of experience in the financial services industry. James has a Series 79 license and holds the Securities Industry Essentials Examination (SIE) designation. James currently works as a registered representative at Morgan Stanley & Co. LLC and previously worked at Credit Suisse Securities (USA) LLC in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/09/2021 - Present
Morgan Stanley & Co. LLC (Houston TX)
TX
07/31/2017 - 09/23/2021
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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