Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Barrette is a financial advisor with over 30 years of experience in the financial services industry. James currently works at Fidelity Personal And Workplace Advisors and has been registered with FINRA since 1990. James is licensed in 52 states and offers a variety of services including financial planning, educational seminars, selection of other advisors, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
09/14/2021 - Present
Fidelity Personal AND Workplace Advisors (GREENWOOD VILLAGE CO)
CO
05/20/2020 - 06/29/2021
NYLIFE SECURITIES LLC (DENVER CO)
CO
11/11/2019 - 04/02/2020
MML INVESTORS SERVICES, LLC (GREENWOOD VILLAGE CO)
CO
11/27/2018 - 10/03/2019
PARK AVENUE SECURITIES LLC (GREENWOOD VILLAGE CO)
CO
01/08/2018 - 11/05/2018
EQUITY SERVICES, INC. (CASTLE ROCK CO)
CO
09/26/2017 - 01/18/2018
VALIC FINANCIAL ADVISORS, INC. (LAKEWOOD CO)
CO
07/12/2013 - 06/09/2017
WADDELL & REED (DENVER CO)
CO
08/13/2010 - 07/15/2013
MWA FINANCIAL SERVICES INC. (HIGHLANDS RANCH CO)
CO
01/12/2005 - 07/29/2010
NEW ENGLAND SECURITIES (DENVER CO)
NJ
12/13/1990 - 12/13/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
12/13/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 02/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2013
Series 24 - General Securities Principal Examination
BC
Issued 03/29/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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