Unclaimed
James Evatt Hosch is a financial professional with over 30 years of experience in the securities industry. James is currently registered with I-Bankers Securities, Inc. in Boca Raton, Florida. James has previously held positions at I-Bankers Direct, LLC, Westpark Capital, Inc., Newbridge Securities Corporation, Bathgate Capital Partners LLC, Bathgate McColley Capital Group LLC, Joseph Charles & Assoc., Inc., Cohig & Associates, Inc., and Kober Financial Corp. James is licensed to conduct business in Colorado, Florida, and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/06/2024 - Present
I-Bankers Securities, Inc. (BOCA RATON FL)
FL
01/13/2020 - 06/11/2024
I-BANKERS DIRECT, LLC (BOCA RATON FL)
CA
03/18/2010 - 01/06/2020
WESTPARK CAPITAL, INC. (LOS ANGELES CA)
CO
06/01/2004 - 03/20/2008
NEWBRIDGE SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
CO
01/11/1999 - 05/07/2004
BATHGATE CAPITAL PARTNERS LLC (GREENWOOD VILLAGE CO)
NA
11/18/1998 - 12/10/1998
BATHGATE MCCOLLEY CAPITAL GROUP LLC
FL
01/26/1996 - 11/12/1998
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
CO
01/25/1993 - 12/05/1995
COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)
CO
05/26/1989 - 01/25/1993
KOBER FINANCIAL CORP. (ENGLEWOOD CO)
BC
Issued 07/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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