Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Evans Hardwick is an investment advisor representative with PNC Investments, located in Catonsville, MD. James has been in the financial services industry since 1988. James holds Series 6, Series 63, and Series 65 licenses. James has extensive experience working with individuals, high net worth individuals, corporations, and pension plans. Prior to joining PNC Investments, James has held positions with several other firms, including First Command Financial Planning, Inc., AXA Advisors, LLC, MetLife Securities Inc., and UVEST Financial Services Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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MD
01/06/2024 - Present
PNC Investments (CATONSVILLE MD)
PA
02/04/2014 - 08/24/2022
PNC INVESTMENTS (PITTSBURGH PA)
MD
09/27/2012 - 05/23/2013
FIRST COMMAND FINANCIAL PLANNING, INC. (ABERDEEN MD)
MD
09/01/2010 - 01/09/2012
AXA ADVISORS, LLC (COLUMBIA MD)
MD
12/21/2007 - 08/16/2010
METLIFE SECURITIES INC. (BALTIMORE MD)
MD
05/02/2007 - 12/31/2007
UVEST FINANCIAL SERVICES GROUP, INC. (BALTIMORE MD)
MD
08/20/2001 - 05/24/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (TOWSON MD)
MD
03/27/1997 - 01/14/2000
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
MD
09/17/1996 - 03/14/1997
LOMBARD SECURITIES INCORPORATED (BALTIMORE MD)
SD
04/20/1989 - 12/31/1994
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
IN
09/27/1991 - 12/15/1992
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
09/27/1991 - 12/15/1992
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
04/25/1988 - 02/27/1989
FIRST AMERICAN NATIONAL SECURITIES, INC.
IA
Issued 07/24/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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